Compliance Officer

Position Overview

Join our compliance team to ensure our operations meet all regulatory requirements in the derivatives industry.

Key Responsibilities

• Monitor compliance with NFA and CFTC regulations
• Conduct internal audits and reviews
• Develop and update compliance policies
• Train staff on regulatory requirements

Qualifications

• 3+ years in compliance role at FCM or IB
• Series 3 and Series 30 licenses preferred
• Strong knowledge of CFTC/NFA regulations
• Detail-oriented with excellent analytical skills