Marketing and raising assets for managed futures is more than talking to investors and explaining your respective fund. It also includes adhering to proper compliance, regulations and operational activities to market managed futures. Your portfolio may find an interest with investors, but could your operations and processes turn investors away or worse?
This panel will discuss some of the do’s and don’ts and resources from a compliance / operational standpoint of marketing managed futures. You will hear discussions from a very experienced panel of practitioners involved in different aspects of the industry. This topic is important to industry participants in various segments of the industry including portfolio management/ research, marketing, legal, accounting, compliance, operations and due diligence.
The panel includes:
-Mike Coglianese, Michael Coglianese CPA, PC -Carl Gilmore, Integritas Financial Consulting -John Brand, NFA
-Brian Clark, Ascent
-David Rayna, R.J. OASIS
Moderator: Mark Shore, Shore Capital Research LLC & DePaul University
Register now for the NIBA/ DePaul Futures event